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What conditions do individuals need to invest in the new third board

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It is said that the conditions for personal investment in the new third board are very high?, What exactly

personal investment in the new third board, personal account opening requirements:

the market value of securities assets under the name of the investor on the previous trading day is more than 5million yuan. Securities assets include customer transaction settlement funds, stocks, funds, bonds, securities dealers’ collective wealth management products, etc., excluding credit securities account assets. More than two years’ experience in securities investment, or professional background or training experience in accounting, finance, investment, finance and other related fields

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new third board account opening process:

investors must hold valid identity documents and Shenzhen shareholder accounts when opening new third board accounts. If there is no Shenzhen shareholder account, they must first open it and then go through the new third board account opening procedures

the investor shall sign the agency agreement for trading the shares of listed companies and the special risk disclosure statement for public transfer of shares of Listed Companies in writing, and copy the special statement in the special risk disclosure statement for public transfer of shares of listed companies

investors who buy or sell the shares of listed companies must entrust the sponsor broker to handle the transaction and sign an agent quotation transfer agreement with the sponsor broker. When an investor sells shares, it must entrust the sponsoring securities firm that purchases the shares on its behalf. If it is necessary to entrust another sponsoring securities firm to sell the shares, it is necessary to go through the procedures of share re custody

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for ordinary investors, first of all, there is an information asymmetry factor in the companies on the new third board. For high-tech and other industries, there is a “threshold” for understanding technology, which is not easy for ordinary people to understand. Through “packaging” and “story telling”, investors are likely to fall into the misunderstanding of fabrication

the business profit prospects of the actual company may not be as wonderful as those in the “story”. Unlike A-share companies in general industries such as consumer retailing, the new third board is able to recognize and understand the current situation, profitability and development of the company even through financial statements

the “high-tech” features of the new third board make it difficult to see through. Therefore, it is suggested that investors should be cautious before they want to set foot in the new third board, which is not yet mature in management and development

if the individual investor meets the conditions (the asset certificate with an average daily financial asset of more than 5million yuan in the first ten trading days under his name, and has two years of investment manager or relevant working experience, subject to the requirements of the account opening business department), he /she shall bring his /her ID card to the business department for handling.

at present, the entry threshold and capital requirements for personal investment in the new third board have been lowered

in terms of investor access threshold, the new third board “investor suitability measures” launched on december27,2019 made it clear that the investment thresholds of individual investors’ basic layer, innovation layer and selection layer were 2million yuan, 1.5 million yuan and 1million yuan respectively, which was significantly lower than the previous 5million yuan threshold, but the caliber was transferred back from the original financial assets to securities assets

individual investors (under the age of 70) can choose qualified investors or restricted investors to open. Access conditions:

(I) restricted investors: have Shenzhen A-share accounts; Complete and standardized accounts; It exists in the national restricted investor pool

(II) QFII: has a Shenzhen A-share account; Complete and standardized accounts; Average daily assets in recent 10 trading days ≥ 1million yuan; The fund account status is normal; At least 2 years experience in securities market trading

opening process, low commission opening method and opening skills can be sent by private mail

Hello, the natural person investor who applies to participate in the public transfer of shares on the new third board must also meet the following conditions:
(I) the market value of securities assets under the investor’s name at the end of the previous trading day is more than 5million yuan
(2) have more than two years’ experience in securities investment, or have professional background or training experience in accounting, finance, investment, finance and other related fields. For details, please log in to the official website of the National SME share transfer system.

the new regulations at the end of 2019 divide the new third board into three levels: the basic level, the innovation level and the selection level. The opening clauses of transaction permissions at each level are only different in terms of funds, that is, the selection level needs to open an average of 1million assets per day in the first 10 trading days, the innovation level 1.5 million assets per day and the basic level 2million assets per day
in addition to assets, investors also need to have 2 years of trading experience and the account’s risk tolerance is positive or radical
compared with the 100000 funds of the gem, the 300000 funds of the risk warning board and the 500000 funds of the science and innovation board, the conditions for the participation of the new third board are relatively high
the low commission account opening process for stocks can be handled by private letter. If you are not clear about the trading rules of the new third board, you can ask me.

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